U.S. Securities and Exchange Commission

Results: 20323



#Item
481Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / United States / Commodity Futures Modernization Act / Net capital rule / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N.E. Washington, DCUnited States

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Source URL: www.sec.gov

Language: English - Date: 2015-05-20 07:35:36
482Auditing / Corporate governance / Regulation S-K / United States corporate law / Form 10-K / Angiogenesis / Aurora B kinase / Protein kinase inhibitor / U.S. Securities and Exchange Commission / SEC filings / United States securities law / Financial regulation

A Clinical Development CompanyForm 10-K EntreMed, Inc. (Nasdaq: ENMD) is a clinical-stage pharmaceutical company focused on developing

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Source URL: www.casipharmaceuticals.com

Language: English - Date: 2014-05-14 13:07:09
483Stock market / Financial markets / Self-regulatory organizations / Municipal Securities Rulemaking Board / Bonds / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / Security / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMay 22, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Con

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Source URL: www.sec.gov

Language: English - Date: 2015-05-22 15:49:38
484Business / Finance / Securities / Financial Industry Regulatory Authority / United States securities law / U.S. Securities and Exchange Commission / Financial adviser / High-yield investment program / Collective investment scheme / Financial economics / Investment / Economics

Hispanic Matriarch Smiling

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Source URL: edgar.sec.gov

Language: English - Date: 2008-09-09 17:31:03
485Investment / Financial services / Business / Refco / Merrill Lynch / U.S. Securities and Exchange Commission

Amicus Brief: Capital Management Select Fund Ltd. et al. v. Phillip R. Bennett et al.

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Source URL: www.sec.gov

Language: English - Date: 2010-01-21 12:14:05
486Financial economics / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Investment Company Act / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Security / Securities Fraud Deterrence and Investor Restitution Act / United States securities law / Financial regulation / Government

#..SEC-11 System name: Correspondence Files Pertaining to Registered Investment Companies-SEC. System location: Securities and Exchange Commission, Washington, DCRecords are also maintained by SEC Regional and Di

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Source URL: edgar.sec.gov

Language: English - Date: 2007-08-24 13:09:58
487OTC Markets Group / Ticker symbol / Securities Exchange Act / Finance / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 20:12:34
488Business / Investment / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Fiduciary / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered Investment Advisor / Corporate advisory / Law / Finance / Financial economics

DOL Delivers on its Promise: Conflict of Interest Rule Proposal Provides Needed Protections for Retirement Savers, Flexibility for Financial Firms In mid-April, the Department of Labor did what many thought to be impossi

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Source URL: www.consumerfed.org

Language: English - Date: 2015-05-07 15:06:18
489Government / Financial regulation / Internal Revenue Service / Taxation in the United States / Securities Act / Securities Exchange Act / Municipal bond / U.S. Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Memorandum of Understanding Between the Internal Revenue Service and the Securities and Exchange Commission for Tax Exempt BondslMunicipal Securities Compliance

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Source URL: edgar.sec.gov

Language: English - Date: 2010-03-03 13:27:17
490OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 5, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-05 07:44:30
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